Anthony Epps
PEOPLE

Anthony Epps

Partner
epps.anthony@dorsey.com

Overview

A PARTNER IN DORSEY'S CORPORATE GROUP, ANTHONY HAS ACTED AS COUNSEL ON COMPLEX SECURITIES TRANSACTIONS, INCLUDING PUBLIC AND PRIVATE OFFERINGS AND MERGERS AND ACQUISITIONS.  HE SPECIALIZES IN CANADIAN CROSS-BORDER TRANSACTIONS.

Anthony's practice focuses on corporate governance, securities transactions, and mergers and acquisitions.  Anthony's corporate governance experience includes advising public companies with U.S. Exchange Act reporting and compliance, U.S. Securities Act matters and compliance with the rules and regulations of state securities commissions and self-regulatory organizations.  His complex securities transaction experience includes public and private offerings, at-the-market transactions, underwritten public offerings, bought deal offerings and PIPE offerings.  Anthony also advises clients on mergers and acquisitions, including representing both buyers and sellers in a variety of transactions, including joint ventures.  Anthony has extensive experience in counseling clients engaged in cross-border capital markets transactions using the Multijurisdictional Disclosure System (MJDS), Rule 144A, Regulation S. Anthony also provides clients with general broker-dealer regulatory advice relating to the rules and regulations of the Securities and Exchange Commission and the Financial Industry Regulatory Authority (“FINRA”).

Education & Admissions

University of Denver, Sturm College of Law (2009)

University of Denver (B.S.B.A., Information Technology, 2006), summa cum laude

Admissions

  • Colorado

Experience

Representative Transactions

Anthony regularly assists clients with complex securities transactions, M & A transactions, corporate governance, FINRA compliance, Regulation M compliance and ongoing U.S. Securities Act and Exchange Act Reporting, including:

  • Midway Gold Corp.
  • Vista Gold Corp.
  • Roth Capital Partners LLC
  • Piper Jaffray & Co
  • IMRIS Inc.
  • Tekmira Pharmaceuticals Corporation
  • Aptose Biosciences Inc.
  • FirstEnergy Capital Corp.
  • Golden Queen Mining Co Ltd.
  • Avalon Rare Metals Inc.
  • Global Securities Corporation
  • Bank of Montreal
  • Macquaire Capital Markets

Industries & Practices

  • Blockchain & Digital Assets
  • Canada
  • Capital Markets
  • Corporate Governance & Compliance
  • Emerging Companies
  • Franchise & Distribution Law
  • Healthcare
  • Mergers & Acquisitions
  • Mining

Professional & Civic

Professional Achievements

  • Serves as Guardian Ad Litem for the Rocky Mountain Children's Law Center

Accolades

  • Named a 2015 Leadership Council on Legal Diversity (LCLD) Fellow
Anthony Epps