The scope of securities fraud claims is seemingly boundless. From overt to hidden, they include items such as: undisclosed conflicts of interest, faulty controls that permit misstatements of information, the misappropriation of inside information, the theft of critical data by hackers, and, as of 2020, deceptive claims about COVID-19.
The SEC, a host of regulators and the plaintiffs’ bar are poised to launch an investigation and/or file a suit and demand penalties and damages in proceedings that can drag on for years. Are you prepared?
Join us for an innovative program addressing organizational challenges to combatting and responding to securities fraud claims. The program addressed:
- The many faces of fraud
- Current law and recent court decisions
- Steps to take now to avoid the subpoena or complaint
Click here to view the materials from the webinar.
Tom Gorman, Moderator
Andrea Ahn Wechter
**NOTE: Watching this recording does not allow the user to obtain CLE, CPD, CPE or HR credits.