THE FAST-CHANGING AND INTERSECTING PATHS OF FINANCIAL SERVICES REGULATION REQUIRE A TRUSTED GUIDE – OUR CLIENTS COUNT ON US TO KEEP THEM ON THE ROAD TO BUSINESS SUCCESS.
Overview
Increasingly complex regulatory oversight of financial institutions is a major business issue for our clients. Whether it is regulation relating to establishing a U.S. bank or opening a representative office of a foreign bank, major legislative regulatory overlays such as Dodd-Frank, other evolving landscapes such as anti-money laundering or cybersecurity, Dorsey helps guide clients to avoid or address a multitude of potential pitfalls.
Areas of expertise include:
- Anti-money laundering, Bank Secrecy Act and Patriot Act
- Card services
- Charter selection and consolidation
- Classified assets management strategies
- Commercial cash management product development
- Compliance and risk management
- Consumer credit
- Consumer Financial Protection Bureau (CFPB) Regulations
- De novo bank charters
- Dodd-Frank Act
- E-Banking and mobile banking
- Escheat/Unclaimed Property
- Examination and enforcement
- Executive compensation/incentive compensation
- Fair Credit Reporting Act (FCRA)
- Federal Bank Holding Company Act
- Federal banking agency regulations
- Gramm-Leach-Bliley Act
- Internal investigations
- Lender Licensing
- Mergers and acquisitions
- OFAC
- Payment systems
- Privacy and data security
- SEC, state securities regulations, FINRA
- Transactions with affiliates
- UDAAP/UDAP Matters
