In concert with the American Stock Exchange LLC, Dorsey presents the following seminar designed to teach attendees how to raise money from U.S. investors effectively and in compliance with U.S. securities laws. Designed particularly for broker-dealers, their advisors, and anyone else that runs cross-border deals, this program is intended to provide attendees a solid foundation on the structures of cross-border financing and risk management.

Topics covered include:

  • Structures of Cross-Border Financing
  • U.S. Securities Law Application (federal and blue sky)
  • Tax Implications
  • Broker-Dealer Requirements
  • Due Diligence Defense for Underwriters
  • Value of Amex Listing