Selling Restricted and Control Securities: SEC Rules 144 and 145

Program

Join Dorsey partner Bryn Vaaler for a clear and concise review of both SEC Rule 144 and the related provisions of Rule 145 governing resale of securities acquired in M&A transactions.

Rule 144 provides a crucial resale exemption for restricted securities and securities held by affiliates.  All corporate lawyers need to understand the important role Rule 144 plays under the Securities Act of 1933 and the restrictions that limit Rule 144 sales.

CLE

We will apply for MN standard credit for this program. Dorsey & Whitney LLP is an Accredited Provider of CLE in CA and NY and this program will be accredited for CLE in those states. We may apply in other states based on attendance.