Join us for a presentation on these pending SEC regulations:

  • Proposals to enhance the regulation of investments advisers, including private fund advisers.
  • The proposed amendments to the regulations on Open-End Fund Liquidity Risk Management Programs and Swing Pricing and the effect on Bank Loan Mutual Funds.
  • View the materials from this session.
    • **NOTE: Watching this recording does not allow the user to obtain CLE, CPD, CPE or HR credits.