Experience
Representative Work
Capital Markets — IPOs and Public Offerings
- Represented Mech-Mind Robotics Technologies Co., Ltd. (HKEX: 09615), a leading developer of intelligent robotics components powered by 3D vision and artificial intelligence technologies, as U.S. legal counsel in connection with its initial public offering on the Hong Kong Stock Exchange.
- Represented Shenzhen Breo Technology Co., Ltd. (SHSE: 688793) as U.S. legal counsel to conduct due diligence for U.S. securities compliance and overseas operations in connection with its initial public offering on the Shanghai Stock Exchange.
- Represented Zhuzhou CRRC Times Electric Co., Ltd. (3898.HK) as U.S. legal counsel to conduct due diligence for its U.S. operations in connection with its secondary public offering in China.
- Represented Huafang Group, Inc. (3611.HK), a leading social media and livestream application developer in China, on due diligence and legal opinion regarding its operations in the U.S., Europe, and other jurisdictions in connection with its Hong Kong IPO.
- Represented a Delaware-incorporated biotechnology company focused on developing innovative cell therapies as U.S. legal counsel in connection with its proposed initial public offering on the Hong Kong Stock Exchange, involving concurrent U.S. SEC registration and complex cross-border corporate governance and regulatory considerations.
- Represented a leading China-based intelligent systems technology company specializing in AI, intelligent IoT and remote automated management systems as U.S. legal counsel in connection with its proposed initial public offering on the Hong Kong Stock Exchange.
- Represented a Delaware-incorporated, AI-driven biotechnology company developing next-generation antibody and protein therapeutics as U.S. legal counsel in connection with its proposed initial public offering on the Hong Kong Stock Exchange, including advising on cross-border legal matters arising from its proposed corporate redomiciliation.
- Represented a leading clinical research and development company listed on the Hong Kong Stock Exchange as U.S. legal counsel in connection with its proposed secondary listing on the Shanghai Stock Exchange STAR Market, including due diligence of its U.S. operations, multi-jurisdictional review of material agreements and the issuance of U.S. legal opinions.
- Represented a leading comprehensive ESG solution service provider based in China in connection with its proposed initial public offering on Nasdaq.
- Represented a leading manufacturer of steel fiber and advanced construction materials in China in connection with its proposed initial public offering on Nasdaq.
- Represented an innovator and manufacturer of temperature-regulating textiles based in Germany in connection with its proposed initial public offering on Nasdaq.
- Represented a Malaysia-based online professional education platform operator in connection with its proposed initial public offering on Nasdaq.
- Represented a China-based content e-commerce and livestream operator in connection with its proposed initial public offering on Nasdaq.
- Represented one of the leading China-based cross-border supply chain and logistics service providers in connection with its proposed initial public offering on the Hong Kong Stock Exchange.
- Represented a world-renowned developer of data transfer applications based in China on due diligence of economic sanctions issues under U.S., U.K., E.U., U.N., and Hong Kong laws in connection with its Hong Kong IPO application.
- Represented a leading lithography machine manufacturer in China on due diligence of its U.S. operations and prior legal proceedings, and issued a critical legal opinion in connection with its listing application on the Shanghai Stock Exchange STAR Market.
- Represented a semiconductor company in China on due diligence of its U.S. businesses in connection with its listing application on the Shanghai Stock Exchange STAR Market.
- Represented one of the top China-based smartphone user system and service providers as U.S. legal counsel to conduct due diligence for U.S. operations and compliance in connection with its proposed initial public offering in China.
- Represented a designer and distributor of passive electronic components in China on due diligence of its U.S. business and operations in connection with its listing application on the Shenzhen Stock Exchange.
- Represented one of the top China-based pharmaceutical companies listed on Nasdaq as U.S. legal counsel to conduct due diligence for U.S. securities compliance and overseas operations in connection with its secondary public offering.
Capital Markets — Ongoing Reporting and Corporate Governance
- Represented Meihua International Medical Technologies Co., Ltd. (Nasdaq: MHUA) in connection with periodic reporting obligations and general corporate governance under U.S. securities regulations.
- Represented Hailiang Education Group (Nasdaq: HLG) in connection with periodic reporting obligations and general corporate governance under U.S. securities regulations.
- Represented Puxin Limited (NYSE: NEW) in connection with periodic reporting obligations and general corporate governance under U.S. securities regulations.
Corporate Transactions and Cross-Border Investment
- Represented Ivanhoe Electric Inc. (NYSE/TSX: IE) in the sale of a 51% interest in its China subsidiary, VRB Energy Inc., and formation of a joint venture with Shanxi Red Sun Co., Ltd., with total consideration exceeding USD $55 million.
- Represented a Shanghai Stock Exchange-listed manufacturer of composite polymer transmission insulators as U.S. legal counsel in connection with an approximately USD $500 million proposed multi-phase greenfield investment of a factory and company in North Carolina, encompassing corporate formation, land acquisition, facility construction, employment matters, and corporate governance.
- Represented the largest river cruise operator in China in connection with its direct investment in the U.S. and acquisition of certain cruise assets in Egypt.
- Represented an investor in connection with a USD $20 million-plus investment into X.AI, an artificial intelligence startup founded by Elon Musk in 2023.
- Represented one of the largest state-owned asset management companies in China in a range of overseas corporate transactions, including a sale of an asset portfolio exceeding $30 million in the U.S.
- Represented a leading private equity fund focused on the education industry and headquartered in Beijing in connection with its acquisitions of multiple assets in the United States.
- Represented the management of a Delaware pharmaceutical corporation listed on OTC Markets and its majority shareholders group in connection with their buyout of the corporation.
- Represented a leading fin-tech company in China in connection with its reverse merger with a Nasdaq-listed company and issues relevant to the transaction.
- Represented a leading China-based online podcasting company's Hong Kong subsidiary in its acquisition of a California startup focused on online content distribution.
- Represented a China-based private equity fund in connection with its acquisition of a California hotel for approximately $35 million.
- Represented a China-based venture capital fund in connection with its investment in a Hawaiian telemedicine startup.
- Represented one of the largest bottled water and beverage manufacturers in China in connection with a range of general corporate transactions and corporate governance matters in the U.S. and other overseas jurisdictions.
- Represented Ingevity Corporation (NYSE: NGVT) in commercial transactions, regulatory compliance matters, and general corporate governance matters.
- Represented Franklin Covey Co. (NYSE: FC) in commercial transactions and general corporate governance matters.
- Represented Barry-Wehmiller Companies, Inc. in general corporate matters.
Enforcement and Regulatory Defense
- Represented two Chinese high-net-worth individuals in litigation before the U.S. District Court for the Central District of California on SEC insider trading claims exceeding USD $20 million, achieving a settlement with favorable terms for the clients.
- Represented a clinical-stage biopharmaceutical company listed on the Hong Kong Stock Exchange in connection with an insider trading investigation conducted by the SEC.
- Represented a Hong Kong-based smartphone software company in connection with a financial and securities fraud investigation conducted by the Hong Kong Securities and Futures Commission (SFC).
- Represented a leading semiconductor and electronic component manufacturer based in Guangdong, China in connection with CFIUS and export control compliance matters under U.S. laws.
Cross-Border Commercial Proceedings
- Represented the founder of one of the largest online retailers in China in a high-profile personal injury claim in the United States.
- Represented a reputable state-owned investment fund in the Chapter 11 restructuring proceeding initiated by a prominent Chinese entrepreneur with billions of dollars owed to multiple creditors.
- Represented a class of creditors in Chapter 11 restructuring proceedings involving a $600 million structured loan in connection with the development of a Las Vegas casino and resort.
- Represented a member of a celebrity family that founded a restaurant group in China in an ownership dispute before a U.S. court over world-renowned artworks purchased at auction.

