Fourth Annual Securities Seminar
March 8, 2016
50 South Sixth Street
Industry experts from Thrivent Investment Management, Inc.; RBC Wealth Management; Galliard Capital Management, Inc.; D.A. Davidson Companies; Piper Jaffray Companies; Riverbridge Partners, LLC; RBC Capital Markets; U.S. Bank; Ameriprise Financial, Inc.; RBC Global Asset Management (U.S.) Inc.; and Anderson PLC, as well as knowledgeable Dorsey attorneys, will be speaking at the Fourth Annual Securities Seminar to be held March 8 at the Minneapolis office of Dorsey & Whitney. The conference will provide an insightful discussion regarding Post-Newman insider trading law, a focus on individual liability, SEC/FINRA priorities and cybersecurity/privacy in the securities world. For additional information about this event or on how to register, please contact Dorsey Events.