Registration and Questions: Pre-registration is required for this program. For questions or registration please contact Lori Wosmek at 612-340-2723 or via email.

The kind and gentle days of the SEC are gone. The SEC has hired former federal prosecutors to staff investigations and coordinate with criminal prosecutors during the investigations. This new approach has raised the stakes for companies and executives.

Dorsey lawyers have recently defended a number of high-stakes SEC enforcement actions and criminal securities fraud indictments which proceeded under this new approach. Join us as our panelists share stories and lessons from recent trials opposite DOJ and the SEC, discuss new trends in SEC investigations, provide advice on strategies for defending allegations of corporate wrongdoing, and discuss what to do if you find yourself, or your company, getting "thrown under the bus."

Peter Ehrlichman, Partner
Milo Steven Marsden, Partner
William Michael, Jr., Partner

CLE Information: Application for 1.0 CLE credit will be made in Minnesota. Application for CLE credit in additional states may be made based on attendance.