Areas of Expertise & Service
Federal Regulatory
Hydroelectric
Dorsey’s energy team has experience in the following areas of hydroelectric power:
- Hydroelectric licensing, re-licensing, and pre-licensing matters
- Hydroelectric license amendments
- Contested hydroelectric licensing proceedings
- Compliance with hydroelectric license conditions
- Regulatory due diligence for hydroelectric acquisitions
- Preliminary permits
- License transfers and surrenders
Environmental Agencies
Dorsey’s energy team has experience in regulations by the USEPA and other federal [and state] environmental agencies impacting energy development, production, transportation, and transmission:
- Clean Air Act regulation of the power sector, including the Clean Power Plan
- Clean Air Act regulation of mobile sources and fuels
- Renewable Fuel Standard and RIN transactions
- Regulation of conventional and unconventional oil and gas development
- Hazardous materials transportation, including crude-by-rail
- Clean Water Act permitting (wetlands) and spill liability
- Oil Pollution Act liability
- Land use and protected species regulations impacting energy development and transportation
SEC
Dorsey’s SEC compliance team has experience in the following areas:
- 1934 Act periodic reports (Forms 10-K, 10-Q and 8-K)
- Proxy statements and shareholder proposals for shareholder meetings
- Compliance with SEC, NYSE, and NASDAQ corporate governance rules
- Corporate governance principles, board committee charters, and codes of conduct
- Compliance with Reg FD, Reg G, and Section 16
- Insider trading policies
- Clawback, equity grant, hedging and pledging policies
- Related party transaction policies
- Equity plans and related award agreements, dividend reinvestment plans and employee stock purchase plans and related SEC filings
- Charter and bylaw provisions
- Anti-takeover matters
- Enhancement strategies for governance rankings
- CEO pay ratio disclosure preparation
FCC
Dorsey represents power industry clients before the Federal Communications Commission (FCC) and state public utility commissions. Among other matters, in relevant part, Dorsey has negotiated and successfully litigated pole attachment agreements for electric utilities to maximize revenues from cable and telecom companies using poles to carry their fiber and coaxial cable. Dorsey has also performed comprehensive management of utilities’ radio licenses, including applications, transfers, amendments, renewals, and short-spacing agreements, and represented clients in FCC enforcement negotiations and proceedings.
Federal Energy Regulatory Commission (FERC)
Electric Regulation
Dorsey lawyers offer experienced and cost-effective representation for electric utilities and cooperatives, generators, hydro-electric projects, marketers, end-users, and merchant transmission developers in the federal regulation of the electric industry, principally at the Federal Energy Regulatory Commission (FERC) and Department of Energy (DOE).
Compliance and Enforcement. FERC and the CFTC each have the authority to assess multi-million dollar civil penalties. Our lawyers defend clients in enforcement investigations involving matters ranging from market manipulation to tariff violations, helping to close the investigations altogether or negotiate a settlement. However, to reduce the chances of an enforcement investigation, Dorsey helps electric utilities, generators, and energy marketers comply with FERC and CFTC rules and regulations. For example, Dorsey attorneys:
- Tailor innovative compliance programs that help establish a “culture of compliance”
- Conduct training programs for energy company personnel
- Perform compliance audits
Electric Transmission. We help investor-owned electric utilities comply with the federal regulation of services utilizing their transmission facilities (whether operated by themselves or an RTO) and also assist electric cooperatives, municipal utilities, and others interested in electric transmission service. Dorsey’s regulatory lawyers:
- Prepare and prosecute FPA Section 205 rate cases at FERC
- Request federal rate incentives for new transmission projects
- Draft, revise, and comply with FERC directives involving open access transmission tariffs (OATTs)
- Assist transmission providers and generators negotiate and resolve disputes involving generator interconnection agreements (GIAs)
- Help merchant transmission projects obtain authorization to charge negotiated transmission rates, navigate the transmission interconnection process, and conduct an open seasons to award transmission capacity
- Craft applications for FPA section 203 authorization involving the merger of electric utilities or acquisition of transmission facilities
Generation. Dorsey’s regulatory lawyers work hand-in-glove with corporate, environmental and property lawyers to assist the developers, owners, and operators of electric generation projects -- whether the fuel source is wind, solar, natural gas, water, or other – with all stages with regulatory issues with project development and operation, including:
- Interconnection and other services from the Transmission Provider
- Market-based rate (MBR) and tariff authorization
- Exempt Wholesale Generator (EWG) and Qualifying Facility (QF) status
- Fuel supplies and transportation by natural gas pipelines
- FPA section 203 authorization for the acquisition of electric generation and associated interconnection facilities
Power Marketing. We also help power marketers at FERC, DOE, and appellate courts in proceedings and RTO stakeholder processes involving organized electric markets (with special emphasis on MISO and PJM), that is, the rules under which energy companies buy, sell, schedule, and deliver electricity within a particular region.
- MBR authorization and market power issues
- Transactions involving organized markets for energy, ancillary service, and generation capacity
- Service issues involving the Transmission Provider or RTO
- Capacity agreements and power purchase agreements (PPAs)
- FERC compliance filings (e.g., interlocking directorates and EQRs)
- Domestic and foreign authorization and compliance for cross-border transactions
Bankruptcy and Restructuring
- Bankruptcy
- Workouts
- Foreclosures
- Receiverships
Federal Enforcement and Compliance
DOJ
Dorsey’s energy team includes former DOJ attorneys familiar with:
- Litigation on key environmental rules
- New source review and other enforcement
- Settlement negotiations and consent decrees
EPA
Dorsey’s energy team has represented and counseled energy-related clients on:
- Audit policies and self-disclosure
- Defense and settlement of administrative actions
- Defense and settlement of enforcement actions
- Challenges before the Environmental Appeals Board
- Participation and commenting on rulemaking
FCC
Dorsey represents power industry clients before the Federal Communications Commission (FCC) and state public utility commissions. Among other matters, in relevant part, Dorsey has negotiated and successfully litigated pole attachment agreements for electric utilities to maximize revenues from cable and telecom companies using poles to carry their fiber and coaxial cable. Dorsey has also performed comprehensive management of utilities’ radio licenses, including applications, transfers, amendments, renewals, and short-spacing agreements, and represented clients in FCC enforcement negotiations and proceedings.
Litigation
- Commercial Litigation
- Construction Litigation
- Federal and State Appellate
- Federal and State Preemption Issues
- Environmental (State and Federal)
- Utility/Customer Bankruptcy
State Regulatory (Upper Midwest)
- Certificates of Need
- Infrastructure Permitting
- Rate Cases
- Prudence Reviews
- Integrated Resource Planning
- Environmental