Kimberly B. Frumkin
PEOPLE

Kimberly B. Frumkin

Associate
frumkin.kimberly@dorsey.com

Overview

KIM’S PRACTICE FOCUSES ON SERVICING THE FINANCIAL INDUSTRY, FROM ADVISING ON REGULATORY AND STRUCTURING CONSIDERATIONS, TO DEFENDING INDIVIDUALS AND ENTITIES FACING SCRUTINY BY THE REGULATING AGENCIES.
Kim has experience working with clients as they navigate the SEC’s and CFTC’s regulatory requirements as well as defending clients who find themselves in the financial agencies’ crosshairs. Her experience working in both roles affords her unique insight into how to best and most efficiently advise clients. She has helped advise both domestic and foreign clients comply with U.S. securities regulations and also has experience drafting and reviewing companies’ compliance policies. Specifically, Kim has experience working with investment advisers, broker-dealers, commodity trading advisers, private funds, and investors. Kim has also helped defend clients facing scrutiny by, and engaged in litigation with, the SEC, CFTC, CFPB, and DOJ.

Education & Admissions

University of Virginia School of Law (J.D., 2012)

Oberlin College (B.A., 2007)

Admissions

  • New York
  • District of Columbia

U.S. District Court for the District of Columbia

Experience

Representative Work

  • Represented individuals and companies being investigated or sued by the SEC and CFTC
  • Represented companies being investigated by the FTC and SEC post data breach

News & Resources

Legal Writings

  • Co-author of two chapters in Cybersecurity PLI: A Practical Legal Guide to Managing Cyber Risk

Industries & Practices

Government Enforcement & Corporate Investigations
Securities & Financial Services Litigation & Enforcement
  • Anti-Corruption Group
  • Government Enforcement & Corporate Investigations
  • Investment Management
  • Securities & Financial Services Litigation & Enforcement

Accolades

JD Supra Readers' Choice Top Author 2018
  • Named Top Author in JD Supra Readers’ Choice Awards 2018
Kimberly B. Frumkin