Click here to view the speaker biographies.

Click here to view the agenda.

Opening Keynote: Artificial Intelligence: A Look at the Future

Special guest lecturer:
Rohini Srihari, Chief Data Scientist, PeaceTech Lab, Professor of Computer Science, State University of New York

**NOTE: Watching this recording does not allow the user to obtain CLE, CPD, CPE or HR credits.


PANEL I
SEC Enforcement: Key Issues Facing the Division

Moderator:
Tom Gorman, Partner, Dorsey & Whitney LLP; former official in the Enforcement Division, SEC

Special guest speakers:
Brian P. O’Shea, Senior Director at the Center for Capital Market Competitiveness, U.S. Chamber of Commerce
Urska Velikonja, Professor, Georgetown University Law School specializing in SEC enforcement

Click here for Panel I materials.

**NOTE: Watching this recording does not allow the user to obtain CLE, CPD, CPE or HR credits.


PANEL II
Broker Raiding in the Protocol World

Moderator:
Edward B. Magarian, Partner, Dorsey & Whitney LLP
Daniel Baich, Of Counsel, Dorsey & Whitney LLP 

Special guest speaker:
Gail Van Horn, Corporate Counsel and Vice President, U.S. Bank

Click here for Panel II materials.

**NOTE: Watching this recording does not allow the user to obtain CLE, CPD, CPE or HR credits.


PANEL III
Investment Management: Critical Issues with OCIE and Enforcement

Moderator: 
Genna Garver, Of Counsel and Chair of the Investment Management Group, Dorsey & Whitney LLP

Special guest speakers:
L. Allison Charley
, Senior Principal Consultant, ACA Compliance Group
Paul D. Glenn, Senior Special Counsel, Investment Adviser Association

Click here for Panel III materials.

**NOTE: Watching this recording does not allow the user to obtain CLE, CPD, CPE or HR credits.


PANEL IV
Regulators Enforcement and ICOs

Moderator:
Joe Lynyak, Partner, Dorsey & Whitney LLP

Dorsey Speakers: 
Genna Garver
, Of Counsel and Chair of the Investment Management Group, Dorsey & Whitney LLP
Tom Gorman, Partner, Dorsey & Whitney LLP; former official in the Enforcement Division, SEC
Kim Severson, Partner, Dorsey & Whitney LLP

Click here for Panel IV materials.

**NOTE: Watching this recording does not allow the user to obtain CLE, CPD, CPE or HR credits.


Closing Keynote: Cybersecurity and Internal Controls

Special guest lecturer:
John Reed Stark, President of John Reed Stark Consulting, the author of “The Cybersecurity Due Diligence Handbook” and the former Head of the SEC’s Cybersecurity Enforcement Unit

Click here for the Closing Address materials.

**NOTE: Watching this recording does not allow the user to obtain CLE, CPD, CPE or HR credits.