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Experience
Representative Experience
- Represented a major investment bank with respect to simultaneous FINRA investigations; convinced FINRA to drop all but one investigation, which was resolved with a favorable settlement.*
- Part of a team that obtained complete dismissal with prejudice of a derivative securities action against a publicly traded company and certain of its directors and former directors.*
- Represented a real estate broker in a contract dispute over his brokerage commission, secured a settlement in mediation.*
Pro bono:
- Represented criminal defendant pursuant to Criminal Justice Act, secured below guidelines sentence.*
*representation handled prior to joining the firm
Industries & Practices
Government Enforcement & Corporate Investigations
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- Government Enforcement & Corporate Investigations
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