Selected Mergers and Acquisitions:
- RightNow Technologies, Inc. (Nasdaq: RNOW) in connection with the sale of the company to Oracle Corporation (Nasdaq: ORCL)
- ISC8 Inc. (OTC: IRSN) in connection with the sale of assets to Vectronix Inc.
- Allergan, Inc. (NYSE: AGN) in connection with acquisition of a privately-held diagnostic company
- PNC Proactive Northern Container, LLC, a Medley Capital portfolio company, in connection with the sale of the company to Pacific Southwest Container, LLC
- AnaJet Inc. in connection with the sale of the company to Chicago Growth Partners
- Buy.com Inc. in connection with the sale of the company to Rakuten
- Fluid Medical, Inc. in connection with the sale of the company to Volcano Corporation (Nasdaq: VOLC)
- Synovis Life Technologies, Inc. (Nasdaq: SYNO) in connection with the acquisition of Pegasus Biologics, Inc.
- 8e6 Technologies in connection with the merger of the company with Marshal Limited (combined company now known as M86 Security)
- Pasadena Billing Associates in connection with the sale of the company to abeo Management Corporation
Selected Venture Capital and Private Equity Investments:
- NYX, Los Angeles Inc. in connection with its Series A Preferred Stock financing
- Spiracur Inc. in connection with its Series C Preferred Stock financing
- ViKi, Inc. in connection with its bridge and Series A Preferred Stock financings
- Alsop Louie Partners in connection with various bridge and preferred stock financings
- North Bridge Venture Partners in connection with the Series B Preferred Stock financing of CoolPlanet BioFuels
Selected Public Offerings:
Roth Capital Partners, LLC in connection with the registered direct offerings of Wireless Ronin Technologies, Inc. (Nasdaq: RNIN) and eDiets.com Inc. (OTC: DIET)
Roth Capital Partners, LLC in connection with the registered offerings of Zoo Entertainment, Inc. (OTC: ZOOG) and ECOtality, Inc. (Nasdaq: ECTY)
T3 Motion, Inc. (NYSE Amex: TTTM) in connection with the company’s follow-on public offering
ISC8 Inc. (OTC: IRSN) in connection with the company’s various PIPE financings