James Guttman is an associate in the Corporate Group. He specializes in Canadian/U.S. cross border transactions. Mr. Guttman's practice involves advising both publicly-traded companies and closely-held companies with respect to corporate and transactional matters, with a focus on mergers and acquisitions, public and private offerings, and financing transactions.
Further, Mr. Guttman advises clients with respect to regulatory and compliance issues, including compliance with the rules and regulations of the Securities and Exchange Commission, state securities bureaus and self-regulatory organizations, and prepares the periodic and current reports required to be filed by public companies. Mr. Guttman's experience also includes advising companies on listing compliance standards of the New York Stock Exchange, Nasdaq, OTCQX marketplace and the NYSE MKT markets.