Dorsey’s Funds practice group focuses on the representation of approximately 120 U.S. registered investment companies and a variety of investment advisers. We are also counsel to the independent directors of 29 additional mutual funds. The breadth of our mutual fund client base requires that we address a broad spectrum of regulatory issues, including those pertaining to open- and closed-end, bank affiliated, no-load and load funds with a variety of classes, and funds underlying insurance products.

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Dorsey’s Funds practice group focuses on the representation of approximately 120 U.S. registered investment companies and a variety of investment advisers. We are also counsel to the independent directors of 29 additional mutual funds. The breadth of our mutual fund client base requires that we address a broad spectrum of regulatory issues, including those pertaining to open- and closed-end, bank affiliated, no-load and load funds with a variety of classes, and funds underlying insurance products.

Dorsey’s lawyers have extensive experience in SEC regulatory and compliance matters, and in fund mergers and acquisitions. We have assisted institutions in connection with their entry into the mutual fund business, and have represented over 200 funds in connection with their SEC registration.

Please contact us for more information on how the Funds practice group can assist you.

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