Selected Public Offerings: ATL Products, Inc. (IPO); Barrett Business Services, Inc. (Follow-on); Broadcom Corporation (IPO and Follow-on); Buy.Com Inc. (IPO); CN Biosciences, Inc. (Follow-on); ECOtality, Inc. (PIPE); eDiets (Registered Direct Offering); The Ensign Group, Inc. (IPO); Exult, Inc. (IPO); HireRight, Inc. (IPO); IMPCO Technologies (Follow-on); Interchange Corporation (IPO); Interpore International (IPO); Irvine Sensors Corporation (multiple PIPES); Iteris, Inc. (multiple PIPES); Omnivision Technologies (IPO); Pinnacle Micro, Inc. (IPO); Premier Laser Systems, Inc. (IPO and Follow-on); RightNow Technologies, Inc. (IPO); State Of The Art, Inc. (IPO); SysteMed, Inc. (Follow-on); T3 Motion, Inc. (Follow-on); U.S. Auto Parts Network, Inc. (IPO); Volcom, Inc. (IPO); and WebSideStory, Inc. (IPO); Zoo Entertainment (Follow-On)
Selected Venture Capital and Private Equity Investments: Advanced ICU Care (Series C and bridge financing); AD PathLabs, Inc. (Series C); Buy.Com, Inc. (Series A); Broadcom Corporation (multiple investments in private companies); CodeRyte, Inc. (Series D); CoreObjects Software, Inc. (Series A); DispenseSource (Series D); E-dn.com, Inc. (Series C); HireRight, Inc. (Series D and E); Iken Tissue Therapeutics (Series A); Inphi Corporation (Series A, B and C); IPNet Solutions, Inc. (Series C); Irvine Sensors Corporation (convertible debt-financings); M86 Security (Series A); M-Stream, Inc. (Series A); MedManage Systems, Inc. (Series C and multiple bridge financings); M-Audio, Inc. (Series A); MineShare, Inc. (Series A); Nuelight Corp. (Series A); OHMx Corporation (Series A and multiple debt financings); Ovacore (Series A); PreDx Corporation (Series A); TechSpace Inc. (Series B and C); and Verteq, Inc. (Series AAA, AA, A and B and multiple debt financings)
Selected Mergers and Acquisitions:
- 8e6 Technologies, Inc. - merger with Marshal Limited ($ amount confidential)
- ATL Products, Inc. - acquisition by Quantum Corporation ($300.0 million)
- Broadcom Corporation - over 20 acquisitions since 1999 (registered direct offering) and 13 Fairness Hearings before the California Department of Corporations
- Colorbus, Inc. - acquisition by Star Imaging ($20.0 million) and acquisition of CDS International, B.V. ($ amount confidential)
- CoreObjects Software, Inc. - acquisition of Jopasana Software (India) ($ amount confidential)
- EACO Corporation – merger with Bisco Industries ($ amount confidential)
- Enfrastructure, Inc. - acquisition of TechSpace Inc. and subsequent management buyout ($ amount confidential)
- Firstrax Pet Products - acquisition by United Pet Group ($25.0 million)
- HireRight, Inc. - sale to U.S. Investigations Services, Inc. ($249.0 million)
- Irvine Sensors Corporation - acquisition of Optex Systems ($25.0 million)
- Iteris Inc. - sale of Zyfer, Inc. subsidiary, acquisition of Meyer, Mohaddes & Associates and roll-up of Iteris subsidiary ($ amounts confidential)
- Jonathan Engineered Solutions – acquisition by Industrial Growth Partners ($60.0 million)
- M-Audio Inc. - acquisition by Avid Technology, Inc. ($242 million)
- O'Neil Product Development, Inc. - Sale to Dover Technologies ($ amount confidential)
- Vastera, Inc. - acquisition of Speed Chain Network, Inc. ($16.2 million)
- United Online, Inc. - Sale of Simpli.com ($ amount confidential)