This program will explore current trends in DOJ and SEC enforcement and offer practical approaches to everyone caught in this new war. For more information or to register, please visit the ABA website.
Panelists
- Moderator: Thomas O. Gorman, Partner, Dorsey & Whitney LLP, Washington, DC
- Moderator: Frank C. Razzano, Partner, Pepper Hamilton LLP, Washington, DC
- Tammy Eisenberg, Chief Compliance Officer, General Counsel (Senior Vice President), DIAM U.S.A., Inc., New York, NY
- Christopher L. Garcia, Chief, Securities and Commodities Fraud Task Force Assistant U.S. Attorney, Southern District of New York, New York, NY
- Daniel Hawke, Associate District Administrator for Enforcement, Securities and Exchange Commission, Philadelphia, PA
- Stuart Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association, Washington, D.C.